DID HEATHER L. HARDEE CAUSE YOU INVESTMENT LOSSES?
Heather Hardee Of RBC Capital Markets, LLC Has A Customer Complaint For Alleged Broker Misconduct
Who is Heather Hardee of RBC Capital Markets, LLC?
Heather Hardee (CRD #5435385) who is currently registered with RBC Capital Markets, LLC and located in Houston, Texas, is a subject of one of our many securities industry sales practice abuse investigations. Prior to RBC Capital Markets, LLC, Heather Hardee was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Heather Hardee Customer Complaint
Heather Hardee has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failing to execute sell orders prior to transfer of accounts. RBC Capital Markets denied the customer’s complaint, and to date, the customer has not taken any further action.
Heather Hardee Red Flags & Your Rights As An Investor
Of course, Heather Hardee did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Heather Hardee at RBC Capital Markets, LLC on alert to review carefully the activity and performance of their accounts and question whether Heather Hardee has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At RBC Capital Markets, LLC Due To Heather Hardee
If you have questions about RBC Capital Markets, LLC and/or Heather Hardee and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.