| Read Time: 2 minutes | News & Articles |

DID HEATH G. GROSSMAN CAUSE YOU INVESTMENT LOSSES?

Heath Grossman Formerly With Silver Oak Securities, Incorporated Has A Customer Complaint For Alleged Broker Misconduct

Who is Heath Grossman formerly with Silver Oak Securities, Incorporated?

Heath Grossman (CRD #4018002) who was formerly registered with Silver Oak Securities, Incorporated and located in Wethersfield, Connecticut, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Silver Oak Securities, Incorporated, Heath Grossman was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Heath Grossman Customer Complaint

Heath Grossman has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor made unsuitable recommendations to over concentrate portfolio in non-traded REITs. The customer complaint was settled in favor of the investor by Silver Oak Securities.

Heath Grossman Red Flags & Your Rights As An Investor

Of course, Heath Grossman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Heath Grossman at Silver Oak Securities, Incorporated on alert to review carefully the activity and performance of their accounts and question whether Heath Grossman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Silver Oak Securities, Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Silver Oak Securities, Incorporated Due To Heath Grossman

If you have questions about Silver Oak Securities, Incorporated and/or Heath Grossman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $160 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars
Loading...