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Haiguang Yin Of Cetera Investment Services LLC Has 3 Customer Complaints For Alleged Broker Misconduct

Who is Haiguang Yin of Cetera Investment Services LLC?

Haiguang Yin (CRD #3249933) who is currently registered with Cetera Investment Services LLC and located in Tempe City, California, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Cetera Investment Services LLC, Haiguang Yin was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Haiguang Yin Customer Complaints

Haiguang Yin has been the subject of 3 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by Cetera Investment Services in favor of the investors. The other customer complaint was denied, and to date, the customer is not taking any further action.

Allegations Against Haiguang Yin

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Misrepresentation of a REIT investment.
  • Failure to disclose penalties with regard to withdrawal of funds from annuity contract.
  • Unsuitable recommendation of REIT investment.

Haiguang Yin Red Flags & Your Rights As An Investor

Of course, Haiguang Yin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Haiguang Yin at Cetera Investment Services LLC on alert to review carefully the activity and performance of their accounts and question whether Haiguang Yin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Investment Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Cetera Investment Services LLC Due To Haiguang Yin

If you have questions about Cetera Investment Services LLC and/or Haiguang Yin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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