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Guillermo Machuca Of First Southern, LLC And Formerly With UBS Financial Services Inc. Has 20 Customer Complaints For Alleged Broker Misconduct

Who is Guillermo Machuca of First Southern, LLC?

Guillermo Machuca

Guillermo Machuca (CRD #3121905) who is currently registered as a broker with First Southern, LLC and located in Guaynabo, Puerto Rico, is a subject of one of our many securities industry sales practice abuse investigations. Prior to First Southern, LLC, Guillermo Machuca was associated with UBS Financial Services Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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Guillermo Machuca Customer Complaints

Guillermo Machuca has been the subject of 20 customer complaints that we know about seeking to recover investment losses. Sixteen of the customer complaints were settled by UBS Financial Services in favor of the investors. Three customer complaints were denied by the advisor’s current and former employer and the investors have not taken any further action. There is currently one FINRA arbitration proceeding still pending against UBS Financial Services or Guillermo Machuca’s alleged misconduct.

Allegations Against Guillermo Machuca

The allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses were generally related to the offer and sale of Puerto Rico municipal bonds in Puerto Rico closed-end bond funds. The investors almost uniformly alleged that the investments were misrepresented and unsuitably overconcentrated in the client’s accounts.

Guillermo Machuca Red Flags & Your Rights As An Investor

Of course, Guillermo Machuca did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Guillermo Machuca at First Southern, LLC and UBS Financial Services Inc.on alert to review carefully the activity and performance of their accounts and question whether Guillermo Machucahas engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at First Southern, LLC and UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

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If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

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or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At First Southern, LLC Due To Guillermo Machuca

If you have questions about First Southern, LLC, UBS Financial Services Inc. and/or Guillermo Machuca and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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