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Guillermo Gastelum Of LPL Financial LLC And Formerly With BBVA Securities Inc. Has A Customer Complaint For Alleged Broker Misconduct

Who is Guillermo Gastelum of LPL Financial LLC?

Guillermo Gastelum (CRD #5100366) who is currently registered with LPL Financial LLC  and located in Mesa, Arizona, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to LPL Financial LLC, Guillermo Gastelum was associated with BBVA Securities Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Guillermo Gastelum Customer Complaint

Guillermo Gastelum has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor provided erroneous information in the purchase of an annuity that led to potentially unfavorable tax consequences. The customer complaint was denied and to date, has not taken any further action.

Guillermo Gastelum Red Flags & Your Rights As An Investor

Of course, Guillermo Gastelum did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Guillermo Gastelum at LPL Financial LLC and BBVA Securities Inc. on alert to review carefully the activity and performance of their accounts and question whether Guillermo Gastelum has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and BBVA Securities Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Guillermo Gastelum

If you have questions about LPL Financial LLC, BBVA Securities Inc. and/or Guillermo Gastelum and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $160 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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