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Gregory Richards Of Kingswood Capital Partners, LLC And Formerly With Benchmark Investments, LLC and Centaurus Financial, Inc. Has 7 Customer Complaints For Alleged Broker Misconduct

Who is Gregory Richards of Kingswood Capital Partners, LLC?

Gregory Richards

Gregory Richards (CRD #1339012) who is currently registered as a broker and investment adviser with Kingswood Capital Partners, LLC and located in Indian Wells, California, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Kingswood Capital Partners, LLC, Gregory Richards was associated with Benchmark Investments, LLC, Centaurus Financial, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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Gregory Richards Customer Complaints

Gregory Richards has been the subject of 7 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by Centaurus Financial in favor of the investors. There are 5 FINRA arbitration proceedings filed against Centaurus Financial for Gregory Richards’ alleged misconduct that are still pending.

Allegations Against Gregory Richards

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Recommendation of risky, illiquid, and speculative investments in breach of advisor’s fiduciary duties.
  • Misrepresentation in connection with recommendation of a highly speculative illiquid investment.
  • Advisor misrepresented unsuitable rate and investments.
  • Unsuitable investment recommendations of real estate securities.

Gregory Richards Red Flags & Your Rights As An Investor

Of course, Gregory Richards did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gregory Richards at Kingswood Capital Partners, LLC, Benchmark Investments, LLC and Centaurus Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Gregory Richards has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Kingswood Capital Partners, LLC, Benchmark Investments, LLC and Centaurus Financial, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

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If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Kingswood Capital Partners, LLC Due To Gregory Richards

If you have questions about Kingswood Capital Partners, LLC, Benchmark Investments, LLC, Centaurus Financial, Inc. and/or Gregory Richards and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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