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Gregory Matsen Formerly with First Allied Securities Has A Customer Complaint for Alleged Broker Misconduct

Who is Gregory Matsen formerly with First Allied Securities?

Gregory Matsen (CRD #5239725) who was formerly registered with First Allied Securities, First Allied Advisory Services, and located in Scottsdale, Arizona is a subject of one of our many securities industry sales practice abuse investigations.

Gregory Matsen Customer Complaint

Gregory Matsen has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were client alleges unsuitability and misrepresentation. Gregory Matsen’s customer complaint was settled in favor of the investors.

Gregory Matsen Red Flags & Your Rights as An Investor

Of course, Gregory Matsen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Gregory Matsen at First Allied Securities and First Allied Advisory Services on alert to review carefully the activity and performance of their accounts and question whether Gregory Matsen has engaged in any stockbroker misconduct that may have caused them investment losses.

A large number of customer complaints at First Allied Securities and First Allied Advisory Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim to Recover Your Investment Losses at First Allied Securities Due to Gregory Matsen

If you have questions about First Allied Securities, First Allied Advisory Services, and/or Gregory Matsen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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