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Gregory Iglow Of Oppenheimer & Co. Inc. Has 9 Customer Complaints For Alleged Broker Misconduct

Who is Gregory Iglow of Oppenheimer & Co. Inc.?

Gregory Iglow

Gregory Iglow (CRD #2783963) who is currently registered as a broker and investment adviser with Oppenheimer & Co. Inc. and located in Los Angeles, California, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Oppenheimer & Co. Inc., Gregory Iglow was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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Gregory Iglow Customer Complaints

Gregory Iglow has been the subject of 9 customer complaints that we know about to recover investment losses. One complaint resulted in an arbitration award against Gregory Iglow’s former employer for his alleged misconduct. One case settled in favor of the investor for over $3.1 million. The other 5 arbitration claims were denied by the advisor’s former employers and the customers took no further action.

Allegations Against Gregory Iglow

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Unsuitability, common law fraud, breach of contract, breach of fiduciary duty, negligence, violation of California’s elder abuse statute, in violation of California Securities Act.
  • Unsuitable recommendation in light of customer’s health and age.
  • Misrepresentation of fees associated with mutual fund investment.
  • Unsuitable investments in violation of state securities laws, and constituting fraud, negligence, and breach of fiduciary duty a common law.
  • Misrepresentations and omissions in connection with purchases of Capital Trust Agency Florida Senior Living Bonds.

Gregory Iglow Red Flags & Your Rights As An Investor

Of course, Gregory Iglow did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gregory Iglow at Oppenheimer & Co. Inc. on alert to review carefully the activity and performance of their accounts and question whether Gregory Iglow has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

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If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

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File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Inc. Due To Gregory Iglow

If you have questions about Oppenheimer & Co. Inc. and/or Gregory Iglow and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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