| Read Time: 2 minutes |

DID GREGORY STEVEN HENNING CAUSE YOU INVESTMENT LOSSES?

Gregory Henning Of LPL Financial Has A Customer Complaint For Alleged Broker Misconduct

Who is Gregory Henning of LPL Financial?

Gregory Henning (CRD #3111355) who is currently registered with LPL Financial and located in Sun Prairie, Wisconsin is a subject of one of our many securities industry sales practice abuse investigations.

Gregory Henning Customer Complaint

Gregory Henning has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were customer alleged advisor misrepresented the features of a variable annuity. Gregory Henning’s customer complaint was denied and, to date, the customer has not taken any further action.

Gregory Henning Red Flags & Your Rights As An Investor

Of course, Gregory Henning did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gregory Henning at LPL Financial on alert to review carefully the activity and performance of their accounts and question whether Gregory Henning has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At LPL Financial Due To Gregory Henning

If you have questions about LPL Financial and/or Gregory Henning and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars
Loading...