DID GREGORY WADE GUEMMER CAUSE YOU INVESTMENT LOSSES?
Gregory Guemmer Of Money Concepts Capital Has A Customer Complaint For Alleged Broker Misconduct
Who is Gregory Guemmer of Money Concepts Capital?
Gregory Guemmer (CRD #1937105) who is currently registered with Money Concepts Capitaland located in Blue Springs, Missouri is a subject of one of our many securities industry sales practice abuse investigations.
Gregory Guemmer Customer Complaint
Gregory Guemmer has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the representative did not explain that they were investing in a variable annuity. They alleged they never received a prospectus and copies of the account documents. Further, the clients alleged Jackson National never sent them the contract to review during the 20 day free look period. They requested their monies be returned to them without incurring surrender fees. Gregory Guemmer’s customer complaint was denied and, to date, the customer has not taken any further action.
Gregory Guemmer Red Flags & Your Rights As An Investor
Of course, Gregory Guemmer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gregory Guemmer at Money Concepts Capital on alert to review carefully the activity and performance of their accounts and question whether Gregory Guemmer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Money Concepts Capital also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Money Concepts Capital Due To Gregory Guemmer
If you have questions about Money Concepts Capital and/or Gregory Guemmer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.