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Gregory Cline Collier Sr with Raymond James Financial Services, Inc. Has 2 Customer Complaints for Alleged Broker Misconduct in the Past 2 Years

Who is Gregory C. Collier Sr with Raymond James Financial Services, Inc.?

Gregory Collier (CRD #1408843) who is currently registered with Raymond James Financial Services, Inc. and located in Mt. Dora, Florida is a subject of one of our many securities industry sales practice abuse investigations.  

Prior to Raymond James Financial Services, Inc., Gregory Collierwas associated with 7 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Raymond James Financial Services, Inc. Broker Misconduct

In his career, Gregory Collier has been the subject of 2 customer complaints that we know about, both of those complaints were filed in the last 2 years to recover investment losses. One of those customer complaints was recently denied and the customer is not yet taken any further action. 

The other customer complaint filed against Gregory Collier’s current employer Raymond James Financial Services, Inc. for $500,000 in investment losses caused by his alleged misconduct is currently pending.

Allegations Against Gregory Collier

A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows:

  • The client alleged mismanagement and unsuitable investment recommendations.
  • The claimant alleged unauthorized trading in the account.

Gregory Collier Red Flags & Your Rights as An Investor

Of course, Gregory Collier did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Gregory Collierat Raymond James Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Gregory Collier has engaged in any stockbroker misconduct that may have caused them investment losses.

The large number of customer complaints at Raymond James Financial Services, Inc. also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim to Recover Your Investment Losses At Raymond James Financial Services, Inc.  

If you have questions about Raymond James Financial Services, Inc. and/or Gregory Collier and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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