| Read Time: 2 minutes | Royal Alliance Complaints |


Grant Tolman Of Royal Alliance Associates, Inc. And Formerly With Signator Investors And Transamerica Financial Advisors Has One Customer Complaint For Alleged Broker Misconduct

Who is Grant Tolman of Royal Alliance Associates, Inc.?

Grant Tolman (CRD #3243061) who is currently registered with Royal Alliance Associates, Inc. and located in Overland Park, Kansas is a subject of one of our many securities industry sales practice abuse investigations. Prior to Royal Alliance Associates, Inc., Grant Tolman was associated with Signator Investors, Transamerica Financial Advisors and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Grant Tolman Customer Complaint

Grant Tolman has been the subject ofat least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Grant Tolman forged his signature on a document and was negligent regarding requirements of his individual 401(k) account. Grant Tolman’s customer complaint was denied and, to date, the customer has not taken any further action.

Grant Tolman Red Flags & Your Rights As An Investor

Of course, Grant Tolman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Grant Tolman at Royal Alliance Associates, Inc., Signator Investors, and Transamerica Financial Advisors on alert to review carefully the activity and performance of their accounts and question whether Grant Tolman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Royal Alliance Associates, Inc., Signator Investors, and Transamerica Financial Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Royal Alliance Associates, Inc. Due To Grant Tolman

If you have questions about Royal Alliance Associates, Inc., Signator Investors, Transamerica Financial Advisors, and/or Grant Tolman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars