DID GRAHAM DYLAN OKELLY CAUSE YOU INVESTMENT LOSSES?
Graham Okelly Of RBC Capital Markets LLC And Formerly With Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct
Who is Graham Okelly of RBC Capital Markets LLC?
Graham Okelly (CRD #4437544 ) who is currently registered with RBC Capital Markets LLC and located in Newport Beach, California, is a subject of one of our many securities industry sales practice abuse investigations. Prior to RBC Capital Markets LLC, Graham Okelly was associated with Morgan Stanley and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Graham Okelly Customer Complaint
Graham Okelly has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor engage in unauthorized trading. The customer complaint was settled in favor of the investor by RBC Capital Markets.
Graham Okelly Red Flags & Your Rights As An Investor
Of course, Graham Okelly did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Graham Okelly at RBC Capital Markets LLC, and formerly with Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Graham Okelly has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets LLC, and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At RBC Capital Markets Due To Graham Okelly
If you have questions about RBC Capital Markets LLC, Morgan Stanley and/or Graham Okelly and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.