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Gordon Bryan of Ameriprise Financial Services, LLC And Formerly With Wells Fargo Clearing Services Has 3 Customer Complaints For Alleged Broker Misconduct

Who is Gordon Bryan of Ameriprise Financial Services, LLC?

Gordon Bryan (CRD #1292315) who is currently registered with Ameriprise Financial Services, LLC and located in Terre Haute, Indiana is a subject of one of our many securities industry sales practice abuse investigations. Prior to Ameriprise Financial Services, LLC, Gordon Bryan was associated with Wells Fargo Clearing Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Gordon Bryan Customer Complaints

Gordon Bryan has been the subject of 3 customer complaints that we know about, and one of those complaints was filed in the last year to recover investment losses. Two of Gordon Bryan’s 3 customer complaints were settled in favor of investors. One of Gordon Bryan’s customers’ complaints was denied and the customers did not take any further action.

Allegations Against Gordon Bryan

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Client alleges misrepresentation of sales charges on variable annuity purchases by Gordon Bryan.
  • Clients complained that Gordon Bryan allegedly provided incorrect information regarding available assets and that advisory assets were excessively traded for fees.

Gordon Bryan Red Flags & Your Rights As An Investor

Of course, Gordon Bryan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gordon Bryan at Ameriprise Financial Services, LLC and Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Gordon Bryan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC and Wells Fargo Clearing Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Gordon Bryan

If you have questions about Ameriprise Financial Services, LLC, Wells Fargo Clearing Services, and/or Gordon Bryan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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