DID GONG H. YUN CAUSE YOU INVESTMENT LOSSES?
Gong Yun Of Money Concepts Capital And Formerly With Park Avenue Securities Has A Customer Complaint For Alleged Broker Misconduct
Who is Gong Yun of Money Concepts Capital?
Gong Yun (CRD #6057039) who is currently registered with Money Concepts Capitaland located in Crystal, Minnesota is a subject of one of our many securities industry sales practice abuse investigations. Prior to Money Concepts Capital, Gong Yun was associated with Park Avenue Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems
Gong Yun Customer Complaint
Gong Yun has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that email received from plan trustee disputed a bill he received from the plan’s third party administrator for approximately $5,810. TTEE alleged it was a poor plan due to lack of employee participation and that it had not been reviewed. The complaint does not allege unsuitability or poor market performance. Gong Yun’s customer complaint was denied and, to date, the customer has not taken any further action.
Gong Yun Red Flags & Your Rights As An Investor
Of course, Gong Yun did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gong Yun at Money Concepts Capital and Park Avenue Securities on alert to review carefully the activity and performance of their accounts and question whether Gong Yun has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Money Concepts Capital and Park Avenue Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Money Concepts Capital Due To Gong Yun
If you have questions about Money Concepts Capital, Park Avenue Securities, and/or Gong Yun and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.