DID GLORIA BARBIER CAUSE YOU INVESTMENT LOSSES?
Gloria Barbier of Equitable Advisors, LLC Has One Customer Complaint For Alleged Broker Misconduct
Who is Gloria Barbier of Equitable Advisors, LLC?
Gloria Barbier (CRD #5719709) who is currently registered with Equitable Advisors, LLC and located in Miami, Florida is a subject of one of our many securities industry sales practice abuse investigations.
Gloria Barbier Customer Complaint
Gloria Barbier has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that the Claimant alleges Gloria Barbier made unsuitable recommendations in the sale of three REITs, an equity managed account, and a variable annuity in 2014, and did not adequately disclose the risks attendant to the products. The customer complaint filed against Gloria Barbier’s former employer AXA Advisors for investment losses caused by the alleged misconduct is pending as of the date of this report.
Gloria Barbier Red Flags & Your Rights As An Investor
Of course, Gloria Barbier did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gloria Barbier at Equitable Advisors, LLC and AXA Advisors on alert to review carefully the activity and performance of their accounts and question whether Gloria Barbier has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC and AXA Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC and AXA Advisors Due To Gloria Barbier
If you have questions about Equitable Advisors, LLC, AXA Advisors, and/or Gloria Barbier and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.