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Glennon Cole Formerly With Moloney Securities Co., Inc. Has 11 Customer Complaints For Alleged Broker Misconduct

Who is Glennon Cole formerly with Moloney Securities Co., Inc.?

Glennon Cole

Glennon Cole (CRD #1999588) who was formerly registered with Moloney Securities Co., Inc. and located in Manchester, Missouri, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Moloney Securities Co., Inc., Glennon Cole was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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Glennon Cole Customer Complaints

Glennon Cole has been the subject of 11 customer complaints that we know about to recover investment losses. Three of the customer complaints were settled by the advisor’s former employers in favor of the investors. Another 3 customer complaints were denied by his former employers and the investors took no further action. There are currently 5 arbitration proceedings still pending against Moloney Securities for Glennon Cole’s alleged misconduct.

Allegations Against Glennon Cole

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Unsuitable investment recommendations.
  • Negligent recommendations.
  • Unauthorized trading.
  • Failure to file liquidation instructions.
  • Failure to disclose penalties and tax consequences associated with the sale of an annuity.

Glennon Cole Red Flags & Your Rights As An Investor

Of course, Glennon Cole did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Glennon Cole at Moloney Securities Co., Inc. on alert to review carefully the activity and performance of their accounts and question whether Glennon Cole has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Moloney Securities Co., Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

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If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Moloney Securities Co., Inc. Due To Glennon Cole

If you have questions about Moloney Securities Co., Inc. and/or Glennon Cole and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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