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Glenn Yarbrough Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 3 Customer Complaints For Alleged Broker Misconduct

Who is Glenn Yarbrough of Merrill Lynch, Pierce, Fenner & Smith Incorporated?

Glenn Yarbrough (CRD #1695281) who is currently registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated and located in Daytona Beach, Florida, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Merrill Lynch, Pierce, Fenner & Smith Incorporated, Glenn Yarbrough was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Glenn Yarbrough Customer Complaints

Glenn Yarbrough has been the subject of 3 customer complaints that we know about to recover investment losses. One of the customer’s filed an arbitration claim and was awarded $130,000. The other to customers complaints were denied, and today, it appears they have not taken any further action.

Allegations Against Glenn Yarbrough

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Unsuitable investment recommendations related to mutual funds and the use of margin, violation of Florida securities laws and FINRA rules.
  • Misappropriation of funds.
  • Unsuitable investment recommendations and failure to follow client’s instructions with respect to unit investment trust investments.

Glenn Yarbrough Red Flags & Your Rights As An Investor

Of course, Glenn Yarbrough did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Glenn Yarbrough at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Glenn Yarbrough has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Glenn Yarbrough

If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Glenn Yarbrough and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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