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Glenn Pahnke Of RBC Capital Markets, LLC Has 3 Customer Complaints For Alleged Broker Misconduct

Who is Glenn Pahnke of RBC Capital Markets, LLC?

Glenn Pahnke (CRD #1803352) who is currently registered with RBC Capital Markets, LLC  and located in Scottsdale, Arizona, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to RBC Capital Markets, LLC, Glenn Pahnke was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Glenn Pahnke Customer Complaints

Glenn Pahnke has been the subject of 3 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by RBC Capital Markets and Robert W Baird in favor of the investors. The brokerage firm Robert W Baird denied the customer complaint and to date, no action has been taken by the customer.

Allegations Against Glenn Pahnke

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • The financial advisor misled the customer regarding the performance of their accounts.
  • Failure to properly explain the risks of variable annuity investment.

Glenn Pahnke Red Flags & Your Rights As An Investor

Of course, Glenn Pahnke did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Glenn Pahnke at RBC Capital Markets, LLC on alert to review carefully the activity and performance of their accounts and question whether Glenn Pahnke has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At RBC Capital Markets, LLC Due To Glenn Pahnke

If you have questions about RBC Capital Markets, LLC and/or Glenn Pahnke and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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