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Glen Wilk Of Ameriprise Financial Services And Formerly With Wells Fargo Clearing Services, LLC Has A Customer Complaint For Alleged Broker Misconduct

Who is Glen Wilk of Ameriprise Financial Services?

Glen Wilk (CRD #1951992) who is currently registered with Ameriprise Financial Services and located in Duluth, Georgia, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Ameriprise Financial Services, Glen Wilk was associated with Wells Fargo Clearing Services, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Glen Wilk Customer Complaint

Glen Wilk has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor inadequately manage the account and failed to have any contingency plan in place to stop losses. The brokerage firm Wells Fargo Advisors denied the customer complaint and so far the customer has not taken any further action.

Glen Wilk Red Flags & Your Rights As An Investor

Of course, Glen Wilk did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Glen Wilk at Ameriprise Financial Services on alert to review carefully the activity and performance of their accounts and question whether Glen Wilk has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services and Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Ameriprise Financial Services Due To Glen Wilk

If you have questions about Ameriprise Financial Services, Wells Fargo Clearing Services, LLC and/or Glen Wilk and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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