| Read Time: 2 minutes | News & Articles |


Gilberto Breseno Of Arkadios Capital And Formerly With LPL Financial Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Gilberto Breseno of Arkadios Capital?

Gilberto Breseno (CRD #1939355) who is currently registered with Arkadios Capital and located in Boutte, Louisiana, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Arkadios Capital, Gilberto Breseno was associated with LPL Financial LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Gilberto Breseno Customer Complaints

Gilberto Breseno has been the subject of 2 customer complaints that we know about to recover investment losses. Both of the customer complaints were settled by LPL Financial in favor the investors.

Allegations Against Gilberto Breseno

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Unsuitable investment recommendations and misrepresentations of variable annuity and reinvestments in 2 separate cases.

Gilberto Breseno Red Flags & Your Rights As An Investor

Of course, Gilberto Breseno did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gilberto Breseno at Arkadios Capital and formerly with LPL Financial LLC, on alert to review carefully the activity and performance of their accounts and question whether Gilberto Breseno has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Arkadios Capital and LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Arkadios Capital Due To Gilberto Breseno

If you have questions about Arkadios Capital, LPL Financial LLC and/or Gilberto Breseno and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $160 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars