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Gerald Kessler Formerly With Wells Fargo Clearing Services, LLC Has 6 Customer Complaints For Alleged Broker Misconduct

Who is Gerald Kessler formerly with Wells Fargo Clearing Services, LLC?

Gerald Kessler (CRD #268664) who was formerly registered with Wells Fargo Clearing Services, LLC and located in Doylestown Pennsylvania, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Wells Fargo Clearing Services, Gerald Kessler was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Gerald Kessler Customer Complaints

Gerald Kessler has been the subject of 6 customer complaints that we know about to recover investment losses. Four of the customer complaints were settled in favor of the investors. The other 2 customer complaints were denied and to date, no action has been taken by the customers against the firm or financial advisor.

Allegations Against Gerald Kessler

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Failure to purchase securities as instructed by customer. Unauthorized transaction.
  • Breach of contract, unsuitable investment recommendations and negligence related to investments in the high-wrist equities.
  • Failure to properly advise customer with respect to different classes of shares a mutual funds.
  • Misrepresentation of a high-yield bond fund.

Gerald Kessler Red Flags & Your Rights As An Investor

Of course, Gerald Kessler did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gerald Kessler formerly at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Gerald Kessler has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Gerald Kessler

If you have questions about Wells Fargo Clearing Services, LLC and/or Gerald Kessler and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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