| Read Time: 2 minutes | Woodbury Financial Complaints |


Gerald Gillespie Of Woodbury Financial Services And Formerly With SII Investments and MML Investors Services Has 3 Customer Complaints For Alleged Broker Misconduct

Who is Gerald Gillespie of Woodbury Financial Services?

Gerald Gillespie (CRD #1769990) who is currently registered with Woodbury Financial Services and located in De Pere, Wisconsin is a subject of one of our many securities industry sales practice abuse investigations. Prior to Woodbury Financial Services, Gerald Gillespie was associated with SII Investments, MML Investors Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Gerald Gillespie Customer Complaints

Gerald Gillespie has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. All of Gerald Gillespie’s customers’ complaints were denied and, to date, the customers have not taken any further action.

Allegations Against Gerald Gillespie

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Customer alleged annuities purchased by Gerald Gillespie were misrepresented.
  • The complainant alleged that the advice received from Gerald Gillespie regarding an existing variable annuity negated its 6% annual guaranteed growth and caused the cash surrender value to decline.

Gerald Gillespie Red Flags & Your Rights As An Investor

Of course, Gerald Gillespie did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gerald Gillespie at Woodbury Financial Services, SII Investments and MML Investors Services on alert to review carefully the activity and performance of their accounts and question whether Gerald Gillespie has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Woodbury Financial Services, SII Investments and MML Investors Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Woodbury Financial Services Due To Gerald Gillespie

If you have questions about Woodbury Financial Services, SII Investments, MML Investors Services, and/or Gerald Gillespie and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars