DID GERALD LEE BRODSKY CAUSE YOU INVESTMENT LOSSES?
Gerald Brodsky Formerly With Dinosaur Financial Group, L.L.C. Has A Customer Complaint For Alleged Broker Misconduct
Who is Gerald Brodsky formerly with Dinosaur Financial Group?
Gerald Brodsky (CRD #1172647) who formerly registered with Dinosaur Financial Group and located in New York, New York, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Dinosaur Financial Group, Gerald Brodsky was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Gerald Brodsky also had his own share of regulatory problems, he was permanently barred from any further association with any FINRA broker-dealer.
Gerald Brodsky Customer Complaint
Gerald Brodsky has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were related to investments in a private placement known as Concorde Group Holdings which claimant alleged was a Ponzi scheme. The customer complaint was settled in favor of the investor.
Gerald Brodsky Red Flags & Your Rights As An Investor
Of course, Gerald Brodsky did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gerald Brodsky at Dinosaur Financial Group on alert to review carefully the activity and performance of their accounts and question whether Gerald Brodsky has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Dinosaur Financial Group also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Dinosaur Financial Group Due To Gerald Brodsky
If you have questions about Dinosaur Financial Group and/or Gerald Brodsky and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.