DID GEORGE CARVER STILLS CAUSE YOU INVESTMENT LOSSES?
George Stills Formerly With Securian Financial Services Has 2 Customer Complaints For Alleged Broker Misconduct
Who is George Stills formerly with Securian Financial Services?
George Stills (CRD #2934826) who was formerly registered with Securian Financial Services and located in Parsippany, New Jersey is a subject of one of our many securities industry sales practice abuse investigations.
George Stills is also the subject of a FINRA investigation. Thus far, it is reported that George stills has not supplied to FINRA with requested information, and accordingly, has been suspended indefinitely. If George Stills fails to comply with the request, eventually, he will be permanently barred from association with any FINRA member, in any capacity.
George Stills Customer Complaints
George Stills has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Both of George Stills’ customer complaints were settled in favor of the investors.
Allegations Against George Stills
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Client alleged George Stills misrepresented a recommendation to use proceeds from her IRA annuity to purchase a life insurance policy in February 2020 resulting in an unsuitable replacement transaction. Additionally she alleged he was unresponsive to her concerns or questions regarding the withdrawals from her annuity.
- Client alleged George Stills misrepresented a recommendation to use proceeds from his IRA annuity to purchase a life insurance policy in January 2020 resulting in an unsuitable replacement transaction
George Stills Red Flags & Your Rights As An Investor
Of course, George Stills did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of George Stills at Securian Financial Services on alert to review carefully the activity and performance of their accounts and question whether George Stills has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Securian Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Securian Financial Services Due To George Stills
If you have questions about Securian Financial Services and/or George Stills and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.