DID GEORGE A. NIKOLAKAKOS CAUSE YOU INVESTMENT LOSSES?
George A. Nikolakakos Formerly with Four Points Capital Partners Has 2 Customer Complaints for Alleged Broker Misconduct in the Past Year
Who is George A. Nikolakakos formerly with TD Ameritrade, Inc.?
George Nikolakakos (CRD #2907561) who was formerly registered with TD Ameritrade, Inc. and located in Omaha, Nebraska is a subject of one of our many securities industry sales practice abuse investigations.
Prior to TD Ameritrade, Inc., George Nikolakakos was associated with Scottrade, Inc. and Four Points Capital Partners LLC and 7 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Four Points Capital Partners Broker Misconduct
In his career, George Nikolakakos has been the subject of 5 customer complaints that we know about, 2 of those complaints were filed in the last year to recover investment losses.
One of George Nikolakakos’ 5 customer complaints was settled in favor of investors. There are currently 2 pending customer complaints filed against George Nikolakakos’ former employer Four Points Capital Partners for investment losses caused by his alleged misconduct.
Allegations Against George Nikolakakos
A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows:
- The claimant alleged violation of the federal and state securities laws and FINRA rules related to stock transactions.
- Multiple clients alleged mismanagement of the accounts.
- Claimants alleged that George Nikolakakos provided unsuitable investment recommendations and over-concentrated their accounts.
George Nikolakakos Red Flags & Your Rights as An Investor
Of course, George Nikolakakos did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of George Nikolakakosat TD Ameritrade, Inc., Scottrade, Inc., and Four Points Capital Partners LLC on alert to review carefully the activity and performance of their accounts and question whether George Nikolakakoshas engaged in any stockbroker misconduct that may have caused them investment losses.
The large number of customer complaints at Four Points Capital Partners LLC also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim to Recover Your Investment Losses At Four Point Capital Partners
If you have questions about Four Points Capital Partners LLC and/or George Nikolakakosand the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.