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George Martin Formerly With Carlton & Associates, Inc. Has A Customer Complaint For Alleged Broker Misconduct

Who is George Martin formerly with Carlton & Associates, Inc.?

George Martin (CRD #2940200) who was formerly registered with Carlton & Associates, Inc. and located in Hickory, North Carolina, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Carlton & Associates, Inc., George Martin was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

George Martin Customer Complaint

George Martin has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendations, breach of fiduciary duty and negligence in connection with the offer and sale of annuities and business development company investments. The customer complaint was settled in favor of the investors by Carlton and Associates.

George Martin Red Flags & Your Rights As An Investor

Of course, George Martin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of George Martin at Carlton & Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether George Martin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Carlton & Associates, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Carlton & Associates, Inc. Due To George Martin

If you have questions about Carlton & Associates, Inc. and/or George Martin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $160 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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