DID GEORGE JOSEPH CLAYTON CAUSE YOU INVESTMENT LOSSES?
George Clayton Of Wells Fargo Clearing Services, LLC Has A Customer Complaint For Alleged Broker Misconduct
Who is George Clayton Wells Fargo Clearing Services, LLC?
George Clayton (CRD #4570869) who is registered with Wells Fargo Clearing Services, LLC and located in Clemson South Carolina, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Wells Fargo Clearing Services, LLC, George Clayton was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
George Clayton Customer Complaint
George Clayton has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor misrepresented investments in closed-end funds. The customer complaint was denied by Raymond James Financial Services, and to date, the customer has not taken any further action.
George Clayton Red Flags & Your Rights As An Investor
Of course, George Clayton did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of George Clayton at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether George Clayton has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To George Clayton
If you have questions about Wells Fargo Clearing Services, LLC and/or George Clayton and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.