DID GARY ARTHUR TANGWALL CAUSE YOU INVESTMENT LOSSES?
Gary Tangwall Of Purshe Kaplan Sterling Investments, Thrivent Advisor Network And Formerly With Thrivent Investment Management Has 2 Customer Complaints For Alleged Broker Misconduct
Who is Gary Tangwall of Purshe Kaplan Sterling Investments?
Gary Tangwall (CRD #1272316) who is currently registered with Purshe Kaplan Sterling Investments, Thrivent Advisor Network and located in Lake Elmo, Minnesota is a subject of one of our many securities industry sales practice abuse investigations. Prior to Purshe Kaplan Sterling Investments, Thrivent Advisor Network, Gary Tangwall was associated with Thrivent Investment Management and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Gary Tangwall Customer Complaints
Gary Tangwall has been the subject of 2 customer complaints that we know about. Both of Gary Tangwall’s 2 customer complaints were settled in favor of investors.
Allegations Against Gary Tangwall
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Attorney-in-fact for customer alleged that $400,000 was disbursed from customer’s variable annuity to a third party without the customer’s authorization allegedly by Gary Tangwall.
- Customer alleged he was assured by Gary Tangwall there would be no penalty if he wanted to take money out of the VA contracts he purchased.
Gary Tangwall Red Flags & Your Rights As An Investor
Of course, Gary Tangwall did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gary Tangwall at Purshe Kaplan Sterling Investments, Thrivent Advisor Network and Thrivent Investment Management on alert to review carefully the activity and performance of their accounts and question whether Gary Tangwall has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Purshe Kaplan Sterling Investments, Thrivent Advisor Network and Thrivent Investment Management also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Purshe Kaplan Sterling Investments Due To Gary Tangwall
If you have questions about Purshe Kaplan Sterling Investments, Thrivent Advisor Network, Thrivent Investment Management, and/or Gary Tangwall and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.