DID GARY WAYNE COWAN CAUSE YOU INVESTMENT LOSSES?
Gary Cowan Formerly of Robert W. Baird & Co. Incorporated and J.J.B. Hilliard, W.L. Lyons LLC Has 2 Customer Complaints For Alleged Broker Misconduct
Who is Gary Cowan formerly of Robert W. Baird & Co. Incorporated?
Gary Cowan (CRD #718672) who was formerly registered with Robert W. Baird & Co. Incorporated and located in Hopkinsville, Kentucky, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Robert W. Baird & Co. Incorporated, Gary Cowan was associated with J.J.B. Hilliard, W.L. Lyons LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Gary Cowan Customer Complaints
Gary Cowan has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints resettled in favor of the investors.
Allegations Against Gary Cowan
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Unauthorized trading, failure to follow customer’s instructions, overconcentration and unsuitable investment recommendations related to mutual funds.
- Unsuitable investment recommendation of a limited partnership investment.
Gary Cowan Red Flags & Your Rights As An Investor
Of course, Gary Cowan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gary Cowan at Robert W. Baird & Co. Incorporated and J.J.B. Hilliard, W.L. Lyons LLC on alert to review carefully the activity and performance of their accounts and question whether Gary Cowan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Robert W. Baird & Co. Incorporated and J.J.B. Hilliard, W.L. Lyons LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Robert W. Baird & Co. Incorporated Due To Gary Cowan
If you have questions about Robert W. Baird & Co. Incorporated, J.J.B. Hilliard, W.L. Lyons LLC and/or Gary Cowan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.