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Gary Begnaud Of Janney Montgomery Scott LLC And Formerly With Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Gary Begnaud of Janney Montgomery Scott LLC?

Gary Begnaud (CRD #865927) who is currently registered with Janney Montgomery Scott LLC and located in Mt. Laurel, New Jersey, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Janney Montgomery Scott LLC, Gary Begnaud was associated with Merrill Lynch, Pierce, Fenner & Smith Incorporated and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Gary Begnaud Customer Complaints

Gary Begnaud has been the subject of 2 customer complaints that we know about to recover investment losses.  One of the customer complaints was settled in favor of the investor. The other customer dispute remains pending against his former employer Merrill Lynch Pierce Fenner and Smith.

Allegations Against Gary Begnaud

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Unauthorized trading
  • Violation of the Pennsylvania securities laws in connection with the purchase of limited partnership units.

Gary Begnaud Red Flags & Your Rights As An Investor

Of course, Gary Begnaud did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gary Begnaud at Janney Montgomery Scott LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Gary Begnaud has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Janney Montgomery Scott LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Janney Montgomery Scott LLC Due To Gary Begnaud

If you have questions about Janney Montgomery Scott LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Gary Begnaud and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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