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Garth Lurvey Of Private Client Services, LLC And Formerly With LPL Financial LLC Has 4 Customer Complaints For Alleged Broker Misconduct

Who is Garth Lurvey of Private Client Services, LLC?

Garth Lurvey

Garth Lurvey (CRD #4729301) who is currently registered as a broker and investment adviser with Private Client Services, LLC and located in Winter Park, Florida, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Private Client Services, LLC, Garth Lurvey was associated with LPL Financial LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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Garth Lurvey Customer Complaints

Garth Lurvey has been the subject of 4 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by SunTrust Investment Services in favor of the investor. Another to customer complaints were denied by the brokerage firm in the investors took no further action. There is currently one FINRA arbitration proceeding that was recently filed against LPL Financial for Garth Lurvey’s alleged misconduct that is still pending.

Allegations Against Garth Lurvey

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Unsuitable recommendations and untrue representations related to a structured notes investment.
  • Misrepresentation in connection with the purchase of a variable annuity contract.
  • Misrepresentation of unit investment trust.
  • Unsuitable recommendations of unit investment trusts.

Garth Lurvey Red Flags & Your Rights As An Investor

Of course, Garth Lurvey did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Garth Lurvey at Private Client Services, LLC and LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Garth Lurvey has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Private Client Services, LLC and LPL Financial LLCalso raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

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If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Private Client Services, LLC Due To Garth Lurvey

If you have questions about Private Client Services, LLC, LPL Financial LLC and/or Garth Lurvey and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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