DID GARTH JAMES LURVEY CAUSE YOU INVESTMENT LOSSES?
Garth Lurvey Of Private Client Services, LLC And Formerly With LPL Financial LLC Has 4 Customer Complaints For Alleged Broker Misconduct
Garth Lurvey Customer Complaints
Garth Lurvey has been the subject of 4 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by SunTrust Investment Services in favor of the investor. Another to customer complaints were denied by the brokerage firm in the investors took no further action. There is currently one FINRA arbitration proceeding that was recently filed against LPL Financial for Garth Lurvey’s alleged misconduct that is still pending.
Allegations Against Garth Lurvey
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Unsuitable recommendations and untrue representations related to a structured notes investment.
- Misrepresentation in connection with the purchase of a variable annuity contract.
- Misrepresentation of unit investment trust.
- Unsuitable recommendations of unit investment trusts.