DID GAEA DAWN VERNERIS CAUSE YOU INVESTMENT LOSSES?
Gaea Verneris Of LPL Financial And Formerly With Edward Jones Has A Customer Complaint For Alleged Broker Misconduct
Who is Gaea Verneris of LPL Financial?
Gaea Verneris (CRD #5746574) who is currently registered with LPL Financial and located in Ventura, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial, Gaea Verneris was associated with Edward Jones and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Gaea Verneris Customer Complaint
Gaea Verneris has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that the financial advisor misrepresented the cost structure of their accounts, and that they have paid $8,000 in fees that they were not told would be charged. Gaea Verneris’ customer complaint was denied and, to date, the customer has not taken any further action.
Gaea Verneris Red Flags & Your Rights As An Investor
Of course, Gaea Verneris did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gaea Verneris at LPL Financial and Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Gaea Verneris has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial and Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At LPL Financial Due To Gaea Verneris
If you have questions about LPL Financial, Edward Jones, and/or Gaea Verneris and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.