DID GABRIEL N. GULOTTA CAUSE YOU INVESTMENT LOSSES?
Gabriel N. Gulotta with BBVA Securities, Inc. Has 2 Customer Complaints for Alleged Broker Misconduct in the Past 2 Years
Who is Gabriel N. Gulotta with BBVA Securities, Inc.?
Gabriel Gulotta (CRD #4740700) who is currently registered with BBVA Securities, Inc. and located in Galveston, Texas is a subject of one of our many securities industry sales practice abuse investigations.
Prior to BBVA Securities, Inc., Gabriel Gulotta was associated with 2 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
BBVA Securities, Inc. Broker Misconduct
In his career, Gabriel Gulotta has been the subject of 2 customer complaints that we know about, both of those complaints were filed in the last 2 years to recover investment losses. Both complaints were denied by BBVA Securities, Inc., and to date, the customers have not taken any further action.
Allegations Against Gabriel Gulotta
A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows:
- Customers alleged that the financial advisor made unsuitable recommendations of the 1035 fixed index annuity exchange transaction.
- The customer alleged that Gabriel Gulotta misrepresented the features of the variable annuity investment made as part of a 1035 exchange transaction.
Gabriel Gulotta Red Flags & Your Rights as An Investor
Of course, Gabriel Gulotta did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Gabriel Gulotta at BBVA Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Gabriel Gulotta has engaged in any stockbroker misconduct that may have caused them investment losses.
The large number of customer complaints at BBVA Securities, Inc. also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim to Recover Your Investment Losses At BBVA Securities Inc.
If you have questions about BBVA Securities, Inc. and/or Gabriel Gulottaand the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.