DID FREDERICK ROBERT STORTECKY III CAUSE YOU INVESTMENT LOSSES?
Frederick Stortecky Of GWN Securities Has 2 Customer Complaints For Alleged Broker Misconduct
Who is Frederick Stortecky of GWN Securities?
Frederick Stortecky (CRD #4718060) who is currently registered with GWN Securities and located in Youngstown, New York is a subject of one of our many securities industry sales practice abuse investigations.
Frederick Stortecky Customer Complaints
Frederick Stortecky has been the subject of 2 customer complaints that we know about. Both of Frederick Stortecky’s customers’ complaints were denied and, to date, the customers have not taken any further action.
Allegations Against Frederick Stortecky
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Client claimed her portfolio allegedly made by Frederick Stortecky substantially changed in its makeup since its inception and requested to transfer her annuity accounts with the surrender charges waived.
- Client alleged that she received poor advice from the representative, Frederick Stortecky. The client and representative started working together shortly after the passing of the client’s husband. Client was seeking the representative’s advice concerning her inheritance. The representative helped the client put together a financial strategy that would help provide short term financial assistance as well as address the clients long term financial needs.
Frederick Stortecky Red Flags & Your Rights As An Investor
Of course, Frederick Stortecky did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Frederick Stortecky at GWN Securities on alert to review carefully the activity and performance of their accounts and question whether Frederick Stortecky has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at GWN Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At GWN Securities Due To Frederick Stortecky
If you have questions about GWN Securities and/or Frederick Stortecky and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.