DID FREDERICK MOSS CAUSE YOU INVESTMENT LOSSES?
Frederick Moss Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct
Frederick Moss Customer Complaint
Frederick Moss has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor made unsuitable investment recommendations and misrepresentations related to mutual funds. The customer dispute evolved into a FINRA arbitration proceeding that is pending against Merrill Lynch Appears Fenner and Smith for Frederick Moss’s alleged misconduct.