DID FREDERICK ROBERT HUGHES CAUSE YOU INVESTMENT LOSSES?
Frederick Hughes with Wells Fargo Clearing Services LLC Has A Customer Complaint For Alleged Broker Misconduct
Who is Frederick Hughes of Wells Fargo Clearing Services LLC?
Frederick Hughes (CRD #5024387) who is currently registered with Wells Fargo Clearing Services LLC and located in Chesapeake, Virginia, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Wells Fargo Clearing Services LLC, Frederick Hughes was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Frederick Hughes Customer Complaint
Frederick Hughes has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to follow client’s instructions to modify the strike price of an option position resulting in the underlying stock being called away. The FINRA arbitration proceeding is currently pending.
Frederick Hughes Red Flags & Your Rights As An Investor
Of course, Frederick Hughes did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Frederick Hughes at Wells Fargo Clearing Services LLC on alert to review carefully the activity and performance of their accounts and question whether Frederick Hughes has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services LLC Due To Frederick Hughes
If you have questions about Wells Fargo Clearing Services LLC and/or Frederick Hughes and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.