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Frederick Baerenz Formerly with Kalos Capital Has 2 Customer Complaints for Alleged Broker Misconduct

Who is Frederick Baerenz Formerly with Kalos Capital?

Frederick Baerenz (CRD #2388453) who was formerly registered with Kalos Capitaland located in Great Falls, Virginia is a subject of one of our many securities industry sales practice abuse investigations.

Prior to Kalos Capital, Frederick Baerenz was associated with 5 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Frederick Baerenz Customer Complaints

Frederick Baerenz has been the subject of 2 customer complaints that we know about. One arbitration award was entered against Kalos Capital and Pacific West Securities for $331,000 Frederick Baerenz’s alleged misconduct causing investors losses.

There is currently one pending customer complaint filed against Kalos Capital for investment losses caused by Frederick Baerenz’s alleged misconduct.

Allegations Against Frederick Baerenz

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Unsuitable investments allegedly by Frederick Baerenz.
  • Unsuitable trading and negligence allegedly by Frederick Baerenz.

Frederick Baerenz Red Flags & Your Rights as An Investor

Of course, Frederick Baerenz did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Frederick Baerenz at Kalos Capital on alert to review carefully the activity and performance of their accounts and question whether Frederick Baerenz has engaged in any stockbroker misconduct that may have caused them investment losses.

A large number of customer complaints at Kalos Capital also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim to Recover Your Investment Losses at Kalos Capital Due to Frederick Baerenz

If you have questions about Kalos Capital and/or Frederick Baerenz and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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