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Frederick Azzurro Of Securities America, Inc. And Formerly With Equitable Advisors, LLC Has A Customer Complaint For Alleged Broker Misconduct

Who is Frederick Azzurro of Securities America, Inc.?

Frederick Azzurro

Frederick Azzurro (CRD #5388567) who is currently registered as a broker and investment adviser with Securities America, Inc. and located in Port Jefferson Station, New York, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Securities America, Inc., Frederick Azzurro was associated with Equitable Advisors, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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Frederick Azzurro Customer Complaint

Frederick Azzurro has been the subject of at least one customer complaint that we know about seeking to recover misappropriated funds. The allegations made in the FINRA reported customer complaint for investment losses were funds were misappropriated with the assistance of the registered representative to the customer’s spouse. A lawsuit was recently filed in June 2023 and is pending in the Supreme Court of the State of New York.

Frederick Azzurro Red Flags & Your Rights As An Investor

Of course, Frederick Azzurro did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Frederick Azzurro at Securities America, Inc. and Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Frederick Azzurro has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Securities America, Inc. and Equitable Advisors, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

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If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Securities America, Inc. Due To Frederick Azzurro

If you have questions about Securities America, Inc., Equitable Advisors, LLC and/or Frederick Azzurro and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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