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Frank Kuiper Of Concorde Investment Services, LLC And Formerly With Independent Financial Group, LLC Has A Customer Complaint For Alleged Broker Misconduct

Who is Frank Kuiper of Concorde Investment Services, LLC?

Frank Kuiper

Frank Kuiper (CRD #1774282) who is currently registered as a broker and investment adviser with Concorde Investment Services, LLC and located in San Diego, California, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Concorde Investment Services, LLC, Frank Kuiper was associated with Independent Financial Group, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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Frank Kuiper Customer Complaint

Frank Kuiper has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for violation of California common law fraud, breach of fiduciary duty, negligence relating to direct investments in limited partnership interests. The FINRA arbitration proceeding was recently filed and is still pending against Concorde Investment Services for the advisor’s alleged misconduct.

Frank Kuiper Red Flags & Your Rights As An Investor

Of course, Frank Kuiper did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Frank Kuiper at Concorde Investment Services, LLC and Independent Financial Group, LLC on alert to review carefully the activity and performance of their accounts and question whether Frank Kuiper has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Concorde Investment Services, LLC and Independent Financial Group, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

best investment fraud lawyers

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Concorde Investment Services, LLC Due To Frank Kuiper

If you have questions about Concorde Investment Services, LLC, Independent Financial Group, LLC and/or Frank Kuiper and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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