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Frank Briseno III with FSC Securities Corporation Has 2 Customer Complaints For Alleged Broker Misconduct In the Past 2 Years

Who is Frank Briseno III with FSC Securities Corporation?

Frank Briseno (CRD #1177246) who is currently registered with FSC Securities Corporation and located in Metairie, Los Angeles is a subject of one of our many securities industry sales practice abuse investigations. Prior to FSC Securities Corporation, Frank Briseno was associated with 3 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

FSC Securities Corporation Broker Misconduct

In his career, Frank Briseno has been the subject of 3 customer complaints that we know about, one of those complaints were filed in the last year to recover investment losses. One of Frank Briseno’s 3 customer complaints was settled in favor of investors. One of the customer complaints was denied, and to date, the customer is not taken any further action. There are currently one pending customer complaints filed against Frank Briseno’s current employer FSC Securities Corporation for investment losses caused by his alleged misconduct.

Allegations Against Frank Briseno

A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows:

  • The customer alleged unsuitable or investment recommendations relating to a variable annuity and REITs.
  • Customer alleges that representative misrepresented non-traded REITs, variable annuities, and common stock transactions.
  • Customer alleges that the financial advisor made unsuitable recommendations to invest in non-traded REITs and variable annuities.

Frank Briseno Red Flags & Your Rights As An Investor

Of course, Frank Briseno did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Frank Briseno at FSC Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether Frank Briseno has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at FSC Securities Corporation also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At FSC Securities Corporation

If you have questions about FSC Securities Corporation and/or Frank Briseno and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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