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Francisco Cabral Of Ameriprise Financial Services LLC And Formerly With David Lerner Associates, Inc. Has A Customer Complaint For Alleged Broker Misconduct

Who is Francisco Cabral Of Ameriprise Financial Services LLC?

Francisco Cabral (CRD #5257195) who is registered with Ameriprise Financial Services LLC and located in Greenwich, Connecticut, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Ameriprise Financial Services LLC, Francisco Cabral was associated with David Lerner Associates, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Francisco Cabral Customer Complaint

Francisco Cabral has been the subject of at least one customer complaint that we know about, which was filed to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for allegedly making unsuitable investment recommendations and misrepresentations and breach of his fiduciary duty related to unit investment trusts and private placement investments. Francisco Cabral’s customer complaint was settled in favor of the investor(s).  

Francisco Cabral Red Flags & Your Rights As An Investor

Of course, Francisco Cabral did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Francisco Cabral at Ameriprise Financial Services LLC and formerly of David Lerner Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Francisco Cabral has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services LLC and David Lerner Associates, Inc also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Ameriprise Financial Services LLC Due To Francisco Cabral

If you have questions about Ameriprise Financial Services LLC, David Lerner Associates, Inc. and/or Francisco Cabral and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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