| Read Time: 2 minutes |

DID FRANCIS JAMES AURINO CAUSE YOU INVESTMENT LOSSES?

Francis Aurino of Morgan Stanley Has 4 Customer Complaints for Alleged Broker Misconduct

Who is Francis Aurino of Morgan Stanley?

Francis Aurino (CRD #1754375) who is currently registered with Morgan Stanley and located in Beverly Hills, California is a subject of one of our many securities industry sales practice abuse investigations.

Francis Aurino Customer Complaints

Francis Aurino has been the subject of 4 customer complaints that we know about. There is currently one pending customer complaint filed against Morgan Stanley for investment losses caused by Francis Aurino’s alleged misconduct. Three of Francis Aurino’s customer’s complaints were denied and the customers did not take any further action.

Allegations Against Francis Aurino

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • The claimant alleges, inter alia, that Francis Aurino misrepresented securities that were not suitable for her investment portfolio.
  • Claimants allege, inter alia, unsuitability with respect to investments by Francis Aurino.
  • The client alleged bonds were unsuitable and misrepresented by Francis Aurino. Damages unspecified.
  • The client alleged that Francis Aurino promised to take action in the account to minimize losses during a lengthy market downturn but did not do so.

Francis Aurino Red Flags & Your Rights as An Investor

Of course, Francis Aurino did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Francis Aurino at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Francis Aurino has engaged in any stockbroker misconduct that may have caused them investment losses.

A large number of customer complaints at Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim to Recover Your Investment Losses at Morgan Stanley Due to Francis Aurino

If you have questions about Morgan Stanley and/or Francis Aurino and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $125 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars
Loading...