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Florindo Volpacchio Formerly of Oppenheimer & Co. Inc. And Wells Fargo Clearing Services, LLC Has A Customer Complaint For Alleged Broker Misconduct

Who is Florindo Volpacchio formerly with Oppenheimer & Co. Inc.?

Florindo Volpacchio (CRD #2615828) who was formerly registered with Oppenheimer & Co. Inc. and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations.  Prior to, Oppenheimer & Co. Inc., Florindo Volpacchio was associated with Wells Fargo Clearing Services, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Florindo Volpacchio Customer Complaint

Florindo Volpacchio has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that the financial advisor allegedly over-concentrated his portfolio and unsuitable investments. The customer complaint was settled in favor of the investor for over $1.5 million.

Florindo Volpacchio Red Flags & Your Rights As An Investor

Of course, Florindo Volpacchio did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Florindo Volpacchio Formerly of Oppenheimer & Co. Inc. And Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Florindo Volpacchio has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints Formerly of Oppenheimer & Co. Inc. And Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses Oppenheimer & Co. Inc. Due To Florindo Volpacchio

If you have questions about Oppenheimer & Co. Inc. and Wells Fargo Clearing Services, LLC and/or Florindo Volpacchio and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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