DID FELIPE HENAO VARGAS CAUSE YOU INVESTMENT LOSSES?
Felipe Vargas Of Insigneo Securities, Insigneo Advisory Services And Formerly With Bolton Global Asset Management, Bolton Global Capital And HB Asset Management Has A Customer Complaint For Alleged Broker Misconduct
Who is Felipe Vargas of Insigneo Securities?
Felipe Vargas (CRD #5140431) who is currently registered with Insigneo Securities, Insigneo Advisory Services and located in Miami, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Insigneo Securities and Insigneo Advisory Services, Felipe Vargas was associated with Bolton Global Asset Management, Bolton Global Capital, HB Asset Management and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Felipe Vargas Customer Complaint
Felipe Vargas has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Felipe Henao Vargas placed a short trade for 20,000 Barclays Bk VIX Short Term Futures ETN for the account of Zaphiro Investments and on March 17 he placed a subsequent trade to cover the short. The firm was notified by Mr. Vargas that Zaphiro had concerns regarding the management and overall performance of his brokerage account. The customer complaint filed against Felipe Vargas’ current employer Insigneo Securities for investment losses caused by the alleged misconduct is pending as of the date of this report.
Felipe Vargas Red Flags & Your Rights As An Investor
Of course, Felipe Vargas did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Felipe Vargas at Insigneo Securities, Insigneo Advisory Services, Bolton Global Asset Management, Bolton Global Capital, and HB Asset Management on alert to review carefully the activity and performance of their accounts and question whether Felipe Vargas has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Insigneo Securities, Insigneo Advisory Services, Bolton Global Asset Management, Bolton Global Capital, and HB Asset Management also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Insigneo Securities Due To Felipe Vargas
If you have questions about Insigneo Securities, Insigneo Advisory Services, Bolton Global Asset Management, Bolton Global Capital, HB Asset Management, and/or Felipe Vargas and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.