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Felipe Sebe Lopes with XP Investments US, LLC Has 3 Customer Complaints for Alleged Broker Misconduct in the Past 2 Years

Who is Felipe S. Lopes with XP Investments US, LLC?

Felipe Lopes (CRD #6717350) who is currently registered with XP Investments US, LLC and located in Miami, Florida is a subject of one of our many securities industry sales practice abuse investigations.  

Prior to XP Investments US, LLC, Felipe Lopes was associated with 6other investment advisory and brokerage firms in Brazil with a history of customer complaints and securities industry regulatory problems.

XP Investments US, LLC Broker Misconduct

In his career, Felipe Lopes has been the subject of 3 customer complaints that we know about, 2 of those complaints were filed in the last year to recover investment losses. All of Felipe Lopes’ customer complaints were settled in favor of investors.  The firm settled those disputes in one case for the full amount of damages.

Allegations Against Felipe Lopes

A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows:

  • The customer alleged that Felipe Lopes recommended an unsuitable alternative investment.
  • The client alleged that Felipe Lopes recommended an alternative investment without fully disclosing the risks, including the illiquidity of the investment recommended.

Felipe Lopes Red Flags & Your Rights As An Investor

Of course, Felipe Lopes did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Felipe Lopes at XP Investments US, LLC on alert to review carefully the activity and performance of their accounts and question whether Felipe Lopeshas engaged in any stockbroker misconduct that may have caused them investment losses.

A large number of customer complaints at XP Investments US, LLC in such a short period of time also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At XP Investments US, LLC  

If you have questions about XP Investments US, LLC and/or Felipe Lopesand the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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