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Ezri Schechter Formerly with Spencer Winston Securities Corporation Has 5 Customer Complaints For Alleged Broker Misconduct

Who is Ezri Schechter formerly with Spencer Winston Securities Corporation?

Ezri Schechter (CRD #2772177) who was formerly registered with Spencer Winston Securities Corporation and located in Jersey City New Jersey is a subject of one of our many securities industry sales practice abuse investigations.  Ezri Schecter was also the subject of the FINRA investigation related to the exercise of discretion without written authority in client’s accounts that resulted in a suspension and fine.

Ezri Schechter Customer Complaints

Ezri Schechter has been the subject of five customer complaints that we know about, one of those complaints were filed in the last two years to recover investment losses. All 5 of the customer complaints were settled in favor of the clients.

Allegations Against Ezri Schechter

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Unauthorized trading, use the discretion without written authority, and unsuitable investment recommendations
  • Unauthorized trading, unsuitable stock recommendations, material omissions of fact, professional negligence, breach of contract, breach of fiduciary duty, and failure to follow client’s instructions
  • Excessive trading
  • Unauthorized trading, suitability, churning, and breach of fiduciary duty
  • Unauthorized trading

Ezri Schechter Red Flags & Your Rights As An Investor

Of course, Ezri Schechter did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ezri Schechter formerly with Spencer Winston Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether Ezri Schechter has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Spencer Winston Securities Corporation also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Spencer Winston Securities Corporation Due To Ezri Schechter

If you have questions about Spencer Winston Securities Corporation and/or Ezri Schechter and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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