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Eugene Faierman Formerly with Ameriprise Financial Services Has 5 Customer Complaints for Alleged Broker Misconduct

Who is Eugene Faierman formerly with Ameriprise Financial Services?

Eugene Faierman (CRD #203944) who was formerly registered with Ameriprise Financial Services and located in Woodland Hills, California is a subject of one of our many securities industry sales practice abuse investigations.

Eugene Faierman Customer Complaints

Eugene Faierman has been the subject of 5 customer complaints that we know about. Three of the customer complaints settled favorably for the investors. 

There is currently one pending customer complaint filed against Ameriprise Financial Services for investment losses caused by Eugene Faierman’s alleged misconduct. One of Eugene Faierman’s customer’s complaints was denied and the customers did not take any further action.

Allegations Against Eugene Faierman

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Claimants allege that they were recommended unsuitable investments and margin and that they were overly concentrated in oil and energy stocks by Eugene Faierman.
  • The client alleged he received poor recommendations regarding equity securities by Eugene Faierman.

Eugene Faierman Red Flags & Your Rights as An Investor

Of course, Eugene Faierman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Eugene Faierman at Ameriprise Financial Services on alert to review carefully the activity and performance of their accounts and question whether Eugene Faierman has engaged in any stockbroker misconduct that may have caused them investment losses.

A large number of customer complaints at Ameriprise Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim to Recover Your Investment Losses at Ameriprise Financial Services Due to Eugene Faierman

If you have questions about Ameriprise Financial Services, and/or Eugene Faierman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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