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Ethan Collins Of Hightower Securities, LLC Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Ethan Collins of Hightower Securities, LLC?

Ethan Collins (CRD # 4469610) who is currently registered with Hightower Securities, LLC and located in Iselin, New Jersey is a subject of one of our many securities industry sales practice abuse investigations.

Ethan Collins Customer Complaints

Ethan Collins has been the subject of 2 customer complaints that we know about, which were filed to recover investment losses. Both of Ethan Collins’ customer complaints were settled in favor of investors.

Allegations Against Ethan Collins

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Sales practice violations, including a violation of Ethan Collins suitability obligations in connection with a private placement investment
  • A separate complaint Sales practice violations, including a violation of Ethan Collins suitability obligations in connection with a private placement investment

Ethan Collins Red Flags & Your Rights As An Investor

Of course, Ethan Collins did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ethan Collins at Hightower Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Ethan Collins has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Hightower Securities, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Hightower Securities, LLC Due To Ethan Collins

If you have questions about Hightower Securities, LLC and/or Ethan Collins and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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