DID ERNST JUNIOR TULLUS CAUSE YOU INVESTMENT LOSSES?
Ernst Tullus Of Merrill Lynch Pierce Fenner & Smith And Formerly With J.P. Morgan Securities Has A Customer Complaint For Alleged Broker Misconduct
Who is Ernst Tullus of Merrill Lynch Pierce Fenner & Smith?
Ernst Tullus (CRD #6151941) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in Margate, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Merrill Lynch Pierce Fenner & Smith, Ernst Tullus was associated with J.P. Morgan Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Ernst Tullus Customer Complaint
Ernst Tullus has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were an unauthorized withdrawal was made from her account on April 13, 2020. Ernst Tullus’ customer complaint was denied and, to date, the customer has not taken any further action.
Ernst Tullus Red Flags & Your Rights As An Investor
Of course, Ernst Tullus did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ernst Tullus at Merrill Lynch Pierce Fenner & Smith and J.P. Morgan Securities on alert to review carefully the activity and performance of their accounts and question whether Ernst Tullus has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith and J.P. Morgan Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Ernst Tullus
If you have questions about Merrill Lynch Pierce Fenner & Smith, J.P. Morgan Securities, and/or Ernst Tullus and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.